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 Francis Fukuyama

www.mysticism.nl

 




The end of the last millennium unexpectedly saw a revival of Hegelian philosophy in the person of the American historian and philosopher of politics, Francis Fukuyama. His book ´the End of History and the Last Man´ was inspired by recent events that had taken place in world politics from the seventies of the last century onward. These events suggested to Fukuyama that Hegel might have been right after all (despite the disapproval and the neglect of virtually all philosophers in the academic world of the twentieth century), in his suggestion that history unfolds according to a definite teleological plan. For Fukuyama saw the spreading of liberal democracies and the collapse of totalitarian regimes, so prevalent in world history from the seventies onward, not as an accident. He argued that these events could be explained by referring to Hegel´s central philosophical idea of ´recognition´. He further believedFukuyama that insights into the metaphysics of history would teach us that there was, as Hegel believed, a definite end to history and that human consciousness evolved towards a last stage, where all internal contradictions, that were the cause of the unfolding of history, would eventually be reconciled. This last stage presented us the ´last man´, viz. the historical human being that would have no need to evolve any further and would thereby conclude history.

Hegel saw history as the evolution of consciousness. This evolution was propelled by an inner necessity of Spirit, the Weltgeist, that was both substratum and cause of all subjects and all objects in the world. Spirit was dynamically at work in history in resolving its own inner contradictions. One of the basic contradictions of Spirit was the opposition between the being and the non-being of its Self, that was finally resolved by the coming into existence of the universe. But this was only the first of a whole series of ensuing contradictions in consciousness that finally were to be resolved by Spirit. This would in the end result in Spirit becoming conscious of its own freedom and self-determination, viz. its own limitless being. As history is concerned this is to be seen as Spirit unfolding itself metaphysically, with the aim of becoming Self-referential. To be more concrete: human consciousness as manifestation of Spirit evolves (both as will and as necessity) to a level where it wants to and will be completely free and self-determinate, resting in and for its Self. Or to put it in the language of mysticism: consciousness wants to be its Self.

Mysticism as a science discusses the implications of this unfolding of Spirit for the individual human being. But mysticism is aware of the fact that this quest for Self-determination is not an isolated process. It takes place against a certain cultural background, in a definite social setting. The consciousness of an individual is to a certain degree molded and supported by the collective consciousness it finds itself nested in. When individuals ´pop up´ to higher forms of consciousness, there have to be social factors conductive to this development also. That´s the reason that sociological and historical studies like the one presented by Fukuyama are also illuminative for our knowledge of mysticism. Though it was not the aim of his study to explain the conditions for mysticism to occur -in fact mysticism was not on his mind when he wrote the book-, his findings can nevertheless be used in a study about mysticism like this one. But let us first return to the main theme of Fukuyama´s book.

Fukuyama wants to show in his book that the rise of democracy as the prevalent form of government in our global communion is eventually inevitable. History has used our planet as a testing ground for all kinds of governments, but only one was to succeed in the end: liberal democracy. All others failed, succumbing by their own ´internal contradictions´, like the failure of coming to partition of powers, or not supplying their citizens enough economic welfare. The major competitors of liberal democracy, fascism and communism, lost the race with democracy at the end of the twentieth century and now there were no more serious alternatives left. Monarchy and dictatorship had already lost the battle at the beginning of the twentieth century. Only in South-America and Eastern Asia are there authoritarian regimes to remain, but in order to survive and remain competitive, they are forced to open up their economic markets. This opening was or will show itself to be the flipping of the lid of Pandora´s box. With economic liberalism out, political liberalism will not remain in. So in the end these regimes also, like communist and fascist regimes elsewhere in the world, have to give in to the demand of the people for greater freedom. Especially when a larger middle class establishes itself and asks for more fingers in the pie. Such a class will definitely come with the rise of more economic prosperity for more people in society.

Besides consulting Hegel´s Phenomenology of Spirit, Fukuyama urges us to read Plato´s Republic in order to understand the dynamics of history here involved. For it is Plato who has given us the psychology of politics, so to speak. We must turn to him if we want an answer to the question which form of government (which politics) will be successful and why so. This reading of Plato will give us a better understanding of the directionality of history. For according to Plato only those politics will be successful, that comply with the fundamental psychology of man. The form of government a state chooses must be natural to us humans. Otherwise politics wont work and will not last. Now the psychology of man has three fundamental aspects that all have to be acknowledged, all have to have their due in the construction and the constitution of the state. These three psychological aspects (layers) are: Reason, Desire and Thymos. The central theme of Fukuyama´s book is that liberal democracy is so successful and will prevail in the end, because she, more than any other form of government, succeeds in integrating all three aspects of this psychology in her constitution. So let´s discuss the reasons why democracy meets the demands of Reason, Desire and Thymos the best. This will offer us the opportunity to raise some questions and suggest some criticism.


Reason

Fukuyama shows that the progress of reason in history has in an important way contributed to the rise and success of liberal democracy. The major part of this contribution comes from natural science giving us the opportunity to control nature and her resources. Because of the advance of natural science this control over nature and her resources enables us to prosper economically. Day by day we are inventing ways of how to produce commodities the best and the cheapest way we can. By this ongoing development of applied natural science we are theoretically able to give all citizens of our state the economic and financial stability they need for their satisfaction. Even with the reservation that this is ´only theoretically´ so, we must admit that science itself strives to make things better, like eg. in the case of the depletion of natural energy resources where science already has shown us how we can find new ways to tackle this problem (like eg. letting engines be fueled by hydrogen etc.). That science is often thwarted in finding solutions is often a matter of political decision making. But science itself wants to offer solutions to economic (and other) problems.

So reason has contributed to economic development. In doing so it has cleared the ground for liberal democracy to stabilize itself, because the fight over resources will die down when more people become economically satisfied. It is hard for democracy to come to Fukuyamapower in a land where large numbers of the population are on the brink of starvation. In these states minority groups will want to seize power in trying to get their hands on the few resources left. Economic shortage never was a friend of democracy. But science, by creating the technology for setting up lines of mass production, made the establishment of a well-to-do middle class and a reasonably fed lower class possible.

There is yet another reason why science has contributed to the rise of democracy. This is because of the promoters of science, the scientists and the intellectuals. They can only do their job in a climate of free exchange of thought and ideas. For this reason they promote liberal democracy as the constitution that serves their interests the best. They do not like a controlling government looking over their shoulder. And because they are often the leading edge of the country, they will take, in their role as intellectuals, the lead in establishing free democracy in their country. This is the great ´danger´ communist regimes like China are facing right now, that the (juridical, sociological, politocological, but others also) intellectuals will lay bare the shortcomings and the inner contradictions of their political system, like Russian intellectuals already in 70´s and 80´s had done. Remember the revolt at the Tiananmen Square was largely instigated by students and intellectuals in and outside their campuses. So not only science itself but also its promoters and scientific workers are a threat to non-democratic systems.

But not only as science, but reason in men themselves (in a more Hegelian sense) urges men to recognize themselves as free citizens and free moral agents. When citizens are educated to a proper degree they will find democracy the most reasonable form of government. Reason can find many arguments in support of this, like the lessening of revolutionary tension in society when minority groups are respected and given their ballot or the greater participation of a greater group of competent politicians in decision making. The cry for ´human resource´ is met the best in a system where all people are invited to give their best to the community. Thus according to the dictates of reason.

But are all ´inner contradictions´ resolved in modern liberal democracy? What about the poverty of some (minority) groups? What about the accumulation of wealth in the hands of a ´happy´ few? What about the environment, that sorry and revengeful victim of our demands for free trade and liberal economy? What about the starvation of a great percentage of our world´s population? Is this dreaded outcome really the end of history? Fukuyama acknowledges these to be the problems of modern liberal democracy. But still he wants to speak of  an ´end to history´ because all these problems will not lead to the abolishment of democracy herself. In fact these problems can best be addressed within such a democratic form of government. Sure, he says, democracy has her pathologies right now also, but history does not need to develop any further to new forms of politics. Democracy is fully capable of addressing and solving these shortcomings within her self. So the homo democraticus is really the last man, as politics is concerned.


mysticism, reason and democracy

Democracy is by far the most reasonable form of government. Fukuyama is right on this one. But, since democracy is formed by and constituent of individual member citizens, we must ask ourself the question, whether man, as he is right now at this point of history, is really such an acclaimed paragon of reasonableness, capable of raising democracies all over the world and thus making an end to history. Or is there still something missing in man, something which still has to grow, to evolve? If not so, then Fukuyama is right. Then contemporary man is really the ´last man´. But we can all see from the daily facts of life that reason and man are not always synonymous. Man as he is right now is often more violent, unsociable, self-centered, cunning than reasonable. And if the members of a democracy are not that reasonable, then democracy itself will lack reason also.

So it seems that Fukuyama is wrong in asserting contemporary man to be the ´last man´ in history. Another type of human being has to emerge that is far more reasonable -without the now prevalent disruptive and destructive emotions-, than the man who is walking the planet right now. For let´s take eg. the Enlightenment view that racism is not reasonable. Still a large number of individuals in society cherish, whether openly or secretly, racist notions. When different ethnic groups keep on holding these overt or silent grudges against each other, democracy in the end will prove unworkable. Society will eventually split because of the ethnic suspicions and prejudices people bear against each other. 


desire

The second part of the human soul that is the best taken care of by democracy is desire. Only in democracy the deepest desires of man are fulfilled. He wants to earn his own livelihood. He wants to accumulate wealth the best way he can. He wants to have the means to be a (financially) free and independent citizen. So free trade and economic competition have to be allowed in our state, if we do not want man´s deepest desires to be stifled. Only liberal democracy has thus far in history allowed us free scope to set up enterprises and contribute to the economic welfare of the country. All other regimes have set limits to the economic liberalism of the individual. They have not taken one of the most fundamental parts of the human soul, desire, into account.

criticism: Fukuyama himself has criticized this theory, that economic prosperity, both individual and collective, is best served within a liberal democracy, by pointing at the accomplishments of the new East-Asian economies like China, Japan, Taiwan and Singapore, where the success is not so much due to democratic politics, as well as to the firm grip of the state in economic planning. These states are so successful right now, because of their ability to steer the course of their country by central planning. One could overstate this a bit by claiming that these states are so successful, because they are not (fully) democratic. In liberal democracy such efficiency is not always feasible, because of the rights and claims of many counter groups, like eg. the environmentalists, that have to be recognized in the course of planning. Taking the considerations of these counter groups into view tends to slow down the pace of economic development, at least in the eyes of many a liberal, who are predominantly focused on economic success.

But the criticism of mysticism goes way further than this. This criticism has to do with desire itself. For mysticism here objects that if the democratic desirous man of Fukuyama really is ´the last man´ in history that he is not only a poor chap to begin with, the way he is now as ´last man´, but that the success of the democratic state itself depends on future refinements of his desire. To be more precise: the consumerism of modern democratic man desires the wrong objects, not only for his own personal well being but for the good of democracy and the world also. He fails to see that the liberty to accumulate private wealth is not in the interest of society, when it isconsumerism not coupled to a sense of responsibility in caring for others. We have to see that this consumerism and mammonism might in the end pose a substantial threat to democracy itself because of the possibility of undermining social cohesion. When competition and selfish quest for gain run red hot, democracy itself might become the victim. Too many people will not make it in the rat race of global liberal economics. They thereby become potential enemies of democracy herself. The modern dangers of terrorism show us the urgency of such an analysis.

Mysticism agrees with Fukuyama that the last man will be a democrat. But is the modern day democrat really the last man, one is entitled to ask. The answer is definitely no. A new type of world citizen has to emerge first, to resolve all the inner contradictions modern day man still harbors in his soul. Only with the arrival of the so called leptoid man (Gerald Heard), who has transfered his desires from outer material objects to inner spiritual qualities, will democracy have a firm base, because only then will all the desires of the heart be fulfilled. To really become a last man, the human heart and mind first have to become spiritualized to a higher degree. Selfishness and personal enrichment are not only the enemy of the health and well being of the individual. They are also the enemy of democracy. A firm and stable democracy needs a more fair distribution of wealth among her citizens.

thymos

The third part of the soul Plato wants us to distinguish (and take into consideration if we want to set up a state in accordance with nature) is, what he calls in Greek, ´thymos´. This is man´s passionate feeling for self worth and self esteem. Besides being an animal rationale endowed with neocortex and frontal lobes; besides having desires to secure his livelihood, man also takes pride in himself. This is his deepest and most fundamental passion. This feeling of self worth he wants to see recognized by others. In the past this has been the source of the megalothymia, the high pride and vainglory, of the masters, who wanted to be obeyed and revered as being superior in might. They enforced their megalothymic passions on others by violence and waging war. But in modern day democracy this feeling of self worth is also the source of isothymia, the craving of everyone to be respected as equal in rights before the law. Everyone´s self wants to be recognized, when not as superior than at least as equal. If there are still some traces of megalothymia left in modern democratic man, then both the individual and the collective search for a harmless outlet of these passions in sports, commerce, art or science. We do not want the megalothymia of one individual run amok in politics. Nowadays such harmful individuals full of hybris are sent to jail, lest they prove them selves to be a threat to the very democracy, that fostered and reared them from the cradle.

Thymos is in the eyes of Fukuyama the most central concept for understanding the rise and ultimate success of democracy. For even more than by reason or by desire man is characterized by a need for respect. Any form of government that does not take this need of its constituents in consideration is therefore liable to strife and conflict and will in the end collapse under its own contradictions. This means that different income and minority groups -in short all communal diversity- all have to have their due in modern day society. This sounds perhaps more difficult than it actually is. A human being is adaptable to changing social circumstances and a lot of the reptilian prejudice, fear and anger among different groups can be overcome by large scale public information and education from the cradle. So we see democracy actually promoting values like tolerance, mutual understanding and liberalism the most. And -perhaps against all odds- it succeeds pretty well, considering the reptilian ground wiring of our brain that is still not totally subdued by our neocortex.

Now there are according to Fukuyama two opposite dangers threatening democratic values in society. The first one is:

we risk becoming secure and self-absorbed last men, devoid of thymoic striving for higher goals in our pursuit of private goals (EH p. 328)

This may lead to a disintegration of civil life, where no-one feels responsible for the welfare of the community. The disintegration of the family in modern day society can be seen both as cause and effect of this tendency. To counter this danger Fukuyama pleads for a re-assessment of the worth of the family as the basis of all democratic feeling. It all begins with the home: this is the most existential class-room for all members of society to learn cooperative values and mutual respect. Most social problems are a consequence of broken homes and lack of love, support and education from within a basic family. Not only trees need roots to secure a healthy life. The first years of a human being are essential to the rest of his life.

Criticism: Fukuyama does not stand alone in underscoring the dangers of such a tendency. Many sociologists and philosophers of culture -especially from the Right wing- warn us for the disintegration of the family and the lack of participation in (local) civilian life. Though there is some ground for these warnings, we sometimes forget that cultural values are never permanent. The values of the 50´s are not the values of today. We must keep in mind that humans are more resilient than we sometimes expect them to be, also in love, morals and responsibility. The family might disintegrate in the near future, but it might also be replaced by greater networks of mothers and fathers working together in setting up healthy conditions for a child to grow and mature. A child may find love, wisdom and friendship in different homes in the near future. This will widen his horizon and prevent him to become too solipsistically and fearfully attached to the warm cushions of his one and only family. So there may be also advantages in the social changes that now have set in.

That local communities, churches, neighborhood centers etc. disintegrate would be a sure sign of a worsening of life conditions, if these local bonds would not be replaced by something else, something bigger. Nowadays people look beyond the narrow confines of their local communities and create networks that transcend mere locality. Technical inventions like the Internet have opened up the horizon for most people. They now associate with and learn from more people than was ever thinkable and feasible in the days of our elders. These wider horizons all have their bearings upon our democratic feelings also. The more, and the more diverse, people we become acquainted with, the more tolerant we become. People who are confined to their own small local community and their own (narrow minded) centers of spirituality, are not such good democrats as needs be. What the world of today needs is a global mentality preparing the world for a global democracy. Nationalism, provincialism and localism are not the best promoters for such a desired evolution of mankind..

So we need not be pessimistic about the moral strength and resilience of modern day democratic man. We sometimes forget that individuation is a necessary step towards higher forms of spiritualizations, towards a better life. Mysticism shows that when man becomes more and more his own Self, that the world at large is greatly benefited from it. Yes, the old may fall apart. This might be frightening to some people. But something new might also emerge that is better. This we must never forget. 
 
The second danger Fukuyama stresses is the possibility that the megalothymia of the few might once again disrupt the democratic tendency of world politics. History might start again when some people find democracy too boring or not enough of a challenge for their own sense of self worth:

One suspects that some people will not be satisfied until they prove themselves by that very act that constituted their humanness at the beginning of history: they will want to risk their lives in a violent battle, and thereby prove beyond a shadow of a doubt to themselves and to their fellows that they are free. They will deliberately seek discomfort and sacrifice, because the pain will be the only way they have of proving definitely that they can think well of themselves, that the are human beings. (EH p. 329)

But Fukuyama himself points to the fact that there is few megalothymia left in Western democratic man:

Looking around contemporary America, it does not strike me that we face the problems of an excess of megalothymia. Those earnest young people trooping off to law and business school, who anxiously fill out their résumés in hopes of maintaining the life-styles to which they believe themselves entitled, seem to be much more in danger of becoming last men, rather than reviving the passions of the first man. For them, the liberal project of filling one´s life with material acquisitions and safe, sanctioned ambitions appears to have worked all too well. It is hard to detect great, unfulfilling longings or irrational passions lurking just beneath the surface of the average first-year law associate. (EH p. 336)

But still: there is thymos in man and the greater he is, the more megalothymia he has. So will the end of history present us the picture of countries filled with flocks of meek sheep and asses dutifully pulling the carts of economic prosperity? I do not think so. The democratic man of today is not the last man, but a new type of man will emerge who directs his megalothymia against himself. This futurethymos man will not try to subdue his fellow man nor will he go out to conquer nations. He will go inward and will set on a quest to conquer his own personal self, to brake out of the confinements of his own seclusion. This is the inner megalothymia of a Zarathoustra, the man who has transgressed beyond good and evil to the realm of universality. This future mystical man will truly be the last man, as Nietzsche (though imperfectly) has already foreseen.

Democracy is only the first step, to set the conditions right for the emergence of this new man. In the political freedom of a new global world order this new world citizen will emerge and try to emend his self, his fellow man (by offering help) and his society. This will be his true megalothymia, the only real pride he can have in himself. We are only at the beginning of this new spiritual history. The beginning of the new millennium starts out hopeful, as Fukuyama has shown. But these political developments are only the prelude of a spiritual fugue that has yet to come. Fukuyama closes off his book with the beautiful simile of all countries heading like train wagons towards the end station of one single city, the city of Democracy:

Some wagons will be pulling into town sharply and crisply, while others will be bivouacked back in the desert, or else stuck in ruts in the final pass over the mountains. Several wagons, attacked by Indians, will have been set aflame and abandoned along the way. There will be a few wagoneers who, stunned by the battle, will have lost their sense of direction and are temporarily heading in the wrong direction, while one or two wagons will get tired of the journey and decide to set up permanent camps at particular points along the road. Others will have found alternative routes to the main road, though they will discover that to get through the final mountain range, they all must use the same pass. But the great majority of the wagons will be making the slow journey into town, and most will eventually arrive there. (EH p. 338)

But we must honestly ask ourselves if this is the final destination of the trains. Is the end of history reached when the whole world has come to the town Democratia and has become democratic? Perhaps at a political level Fukuyama is right and this really is the case. But man is not only a homo politicus and history is not only about politics and forms of government. There is a history in man that is far more greater and far more glorious. That is the history of his spiritual evolution. And this is the history that Hegel also had in mind and alluded to. For when he said that the Absolute finally was to become Self referent and Self determinate, he had such a spiritual evolution of Spirit in mind. And like Hegel knew, this was the real history of mankind and the world.


Amsterdam    December 15  2006


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